Description

Vertical 4 : VSC – Finance

Ethics in Financial Markets

T.Y.B.Com. (Management Studies) : Semester V

As Per NEP 2020 (w.e.f. the Academic Year 2026-27)

Syllabus

Module 1 : Introduction to Financial Markets
♦ Financial System – Overview – Functions – Components – Classification
♦ Financial Market – Concept, Classification and Structure, Participants – Capital markets – Money Markets – Foreign Exchange Market
♦ Concept, Classification and Structure, Participants – Commodity Markets – Derivative Markets
♦ Financial Regulators – Meaning and Role of Financial Regulators

Module 2 : Ethics in Financial Markets
♦ Ethics in Financial Market – Meaning – Significance – Ethical Principles in Finance
♦ An Overview of Ethical Theories – Utilitarianism, Deontology, Virtue Ethics
♦ Ethical Challenges and Solutions in Financial Markets
♦ Role of Regulations and Regulatory Bodies (e.g. SEBI / SEC, CFA Institute Code of Ethics) – Corporate Governance and Ethical Structure – Case Studies